INTRODUCTION In spite of the efforts made in
prevention and in reducing the risk factors for mortalities linked to
cardiopathies, heart disease continues to be the main cause of death in
countries with high socioeconomic development.
For epidemiological reasons,
cardiac decompensation resisting medical treatment is one of the major
current problems that is involving a rapidly growing population of
cardiopathic patients. From the therapeutic point of view, substantial
innovations have been introduced in recent years regarding both
pharmacological back-up and surgery. These have largely improved the
prognosis of patients suffering from the advanced forms of cardiopathies.
Consistently being used nowadays from the storehouse of medical treatment,
are infusions of inotropic drugs, catecholamines or phosphodiesterase
inhibitors, vasodilators and diuretics, in various combinations, that
often allow stabilization or improvement in the clinical and hemodynamic
conditions to be achieved, that were once considered
untreatable(1). On the surgical side, heart transplantation has become a measure
having safe and predictible therapeutic validity, whose major limit lies
in the sparse availability of organs. In the transplant-indicated
patients, who have hemodynamic deterioration that is not controllable with
medical therapy and whose life expectancy is a matter of days, the
employment of an artificial heart may lead to survival until such time
as a donor heart is made available.
HISTORICAL
NOTE To repair or to replace the heart is a dream that has come true
over the last thirty years with excellent results. By 1812, Le Gallois (2)
was already postulating that the heart could be substituted by a
prosthesis that would sustain a sufficient flow to the peripheral
circulation. The history of artificial circulation
begins with the first organ perfusions carried out by Claude Bernard (3)
in his famous foie lavé experiment and by Loebell (3) who initiated
research on the isolated kidney. Between 1848 and 1858, Brown-Séquard (5)
demonstrated the need to oxygenate the blood that was employed as the
perfusion solution. In the second half of the nineteenth
Century, the most important contributions came from the studies by Ludwig
and Schmidt (6) who were the first, in 1868, to achieve extra-corporeal
oxygenation, causing venous blood-gurgle in a flask. In the late 1800s,
following several attempts at developing oxygenating pumps, Von Schroeder
(7), in 1882, experimented the use of a steady-flow bubble oxygenator. In
1928, Dale and Schuster (8) put together what probably has to be
considered the first diaphragm pump. In 1934, Michael De Bakey designed a
roller pump, forerunner of the ones currently
employed. Charles Lindbergh after his first lone transatlantic flight in
1927, spurred by his sister-in-law's serious murmur condition, began to
study the possibility of creating a ventricular assistance device. In
1935, together with Alexis Carrel who had received the Nobel Prize in
1911, he developed an oxygenating pump and demonstrated the possibility of
total extra-corporeal perfusion. In 1957, Akutsu and Kolff at the
Cleveland Clinic researched the total artificial heart project, implanting
two compact pumps into a dog's chest following cardiectomy
(9). The idea of a mechanical circulation-support to be fitted in cases
of untreatable heart failure has therefore long been a fascinating
thought, but it only found its first practical clinical employment
starting from the mid-1960s with successful experiments on post-heart
surgery patients having cardiogenic shock (10,
11).
In 1969, Cooley and Liotta
for the first time applied a temporary mechanical circulation-assist
during the pre-transplantation waiting period (12), opening up the way for
subsequent attempts in several cardiosurgical centers.
By the 1980s, various
research projects had gotten very rapidly underway with the aim of
perfecting a valid and efficient system of an implantable mechanical
circulation-assist (13). Much more recent are the attempts to implant a
total artificial heart (TAH) by De Vries (14) and Copeland
(15). Because of problems that emerged from early experiences and which
are still partially unresolved, the clinical employment of TAHs has been
abandoned. However, procedures using various types of ventricular assist
device (VAD) as a bridge to transplantation time are being applied with
diverse success rates in a growing number of Centers.
INDICATIONS AND
CONTRAINDICATIONS In its most general acceptation,
indication for the use of mechanical assistance for the circulation whilst
awaiting cardiac transplantation is in cases where drug treatment options
are exhausted and the expectancy exists for transforming a terminal
phase heart condition into a treatable cardiopathy (16, 17). Restoring
correct hemodynamics, ventricular assistance allows the survival of
patients in conditions so grave as would otherwise quickly result in
death in 100% of cases. Their transplantability due to organ damage
consequent to the serious hemodynamic alteration would also be
compromised. The purpose of an appropriate period of circulation back-up,
apart from survival, is to revive suitability for transplantation with the
best chances for success, removing the contraindications mainly
represented by organ impairment. Until now the principal indications for
ventricular assistance have been clear cases of shock or of low
ingravescent flow [cardiac index (CI) < 2 l/min, mean arterial pressure
(AP) < 60 mmHg, central venous pressure (CVP) > 20 mmHg, pulmonary
wedge mean pressure (WP) > 20 mmHg, diuresis < 30
ml/h]. In
recent clinical experience patient surveillance is directed at pinpointing
the onset of some premonitory manifestations of a syndrome of potentially
untreatable lowered flow rate. Events such as ventricular arrythmias,
hypoxemia, renal dysfunction with rising blood urea nitrogen values, blood
creatinine levels in the range 2 2.5 mg/dl, often constitute the prodromes
of a reduced flow and could be taken as indication criteria for a VAD even
with hemodynamic parameters that do not come into the classic definition
of shock. De facto, however, most case reports, including ours, are made
up of patients with undoubted shock. Organ dysfunction and the
reversibility of this, is today the main problem in ventricular
assistance. Until now, everyone engaged in this field has had to admit to
the impossibility of determining with certainty the reversal of organ
damage through the individuation of critical threshold values before
applying a device. In some cases they only found the irreversibility of
the impairment during the assist period, even after the restoration of
correct hemodynamics. Absolute contraindications to using
these devices as a bridge to cardiac transplantation are currently
considered to be: grave renal failure (blood creatinine > 5 mg/dl),
grave liver failure, a state of septic shock persisting from 12 to 18
hours and presumably irreversible, neurologic and focal cerebral damage,
gastro-intestinal hemorrhages.
VAD
TYPES The choice of device to be implanted also forms part of the
surgical indication and so the possibility of deciding among different
ventricular assistance systems is imporant. Experience at the Angelo De Gasperi
Center has involved the use of various kinds of VAD, chosen above all as a
function of the cardiac flow they are capable of sustaining. As a bridge
to cardiac transplantation, the most widely used devices are those with
pulsatile flow, since their features allow work to proceed with the
ventricle in parallel and permit long-duration
assistance. The choice between a mono- or a biventricular assist depends on
the patient's hemodynamic characteristics. A left ventricular device
(LVAD) on its own is contraindicated in the presence of high pulmonary
vascular resistance: in this case a biventricular device (BVAD) is called
for. Studies carried out with LVADs alone (18), and also our own
experiences (16, 17), have shown that with an efficacious decompression of
the left ventricle by applying an LVAD alone, it is possible to expect an
improvement in right ventricular function and in pulmonary circulation.
If, shortly after implanting an LVAD, a fall in the cardiac index, reduced
diuresis, and a CVP greater than 25 mmHg are recorded, the need to add a
right ventricular assistance is imposed.
ASSIST
SYSTEMS The systems currently employed while awaiting cardiac
transplantation are pumps that generate pulsatile or dynamic flow
(Abiomed, Thermedic, Thoratec, Novacor, Berlin Heart, Heart Mate, Medos)
in which the blood is forced by the positive pressure determined by the
pump, squeezing the artificial ventricle which is contained within a rigid
shell. The various devices function similarly: the blood is generally
withdrawn at left/right atrial/ventricular level, run into the artificial
ventricle and reintroduced at aorta and/or pulmonary level (Figg. 1, 2).
All the systems are able to bring about paraphysiological circulation for
long periods of time. The most successful energy sources have
been pneumatics for devices such as the Thoratec, Abiomed, Medos, Berlin
Heart and Thermedic, and electrical for the Novacor and Heart
Mate. The
Thoratec and Thermedic systems, that are paracorporeal and can provide for
univentricular support or for both ventricles, have been successfully
employed for periods up to six months (19). A further improvement as regards device
effectiveness is the quality of life the patient can obtain with the use
of totally implantable systems like the Novacor (20). By means of valved
channels, this device draws the filling from the apex of the left
ventricle and forwards the outflow into the aorta permitting an
exclusively left ventricular support. The artificial ventricle (Fig. 3) is
positioned in a sub-facial pre-peritoneal abdominal fold and is connected
by means of a percutaneous electric wire to the control system: in this
way, just one wire emerges from the abdomen, lowering the danger of
contamination from outside (Fig. 4). The most frequent major complications,
to be considered intrinsic to the use of such systems, are bleeding,
infections and thromboembolisms.
CASE
SURVEY From March 1988 to October 1998, at our Division in Milan, 39
mechanical VADs were applied to patients as they awaited cardiac
transplantation (Table 1): 36 males and 3 females with an age range from
16 to 63 years old (mean 42). In one patient (Tab. 1, 30), the left
monoventricular aid with Novacor was applied as a permanent system because
of the concomitant presence of conditions that contraindicated cardiac
transplantation. At the time of application, all the patients had low flow-rate or
were in cardiogenic shock, under maximal pharmacological treatment with
inotropics and/or vasodilators. Aortic counterpulsation was applied in 3
patients. In all cases there were various degrees of renal and/or hepatic
dysfunction present; 6 patients were on mechanical ventilation assistance
and 7 presented serious ventricular arrythmias. In 15 cases, the
ventricular assistance was applied under emergency
conditions. The VADs used were: Pierce-Donachy Thoratec (10 cases), Abiomed
BVS 5000 (7 cases), Novacor (21 cases), Medos (1 case). Biventricular
assists were applied in 11 cases (5 Thoratec, 6 Abiomed); left ventricular
assistance alone in 28 patients (5 Thoratec, 1 Abiomed, 21 Novacor, 1
Medos). The duration of the assists as a bridge to transplantation varied
from 2 to 343 days (mean 29.1 days).
FUNCTIONAL
MODIFICATIONS Following application of the devices,
all of the patients showed hemodynamic improvement. The cardiac indices
increased significantly (p < 0.005), up to 2.7 +- 0.1 l/min/m2 (mean
during assistance periods). Improved or normal kidney and liver function
was obtained with the increased cardiac flow during the circulation-assist
period in the patients who then underwent cardiac
transplantation.
Results Ten patients (25.6%) died during the
assistance period. Twenty seven (69%) underwent cardiac transplantation.
Twenty one of the transplanted patients (78%) were discharged and
twenty (74%) are alive from 5 to 124 months (mean 51.7)
post-transplantation; two patients are still on VAD (1
permanently). The overall survival rate in the group subjected to ventricular
assistance under emergency conditions was 40% (6/15) versus the 66.6%
(16/24) rate recorded in the group who had LVADs in non-emergency
conditions and the 56.4% (22/39) rate for the entire experience of
VAD-use.
DISCUSSION Our case report outcomes are
superimposable on those of major world surveys (21) concerning bridging to
transplantation time with various kinds of pulsatile flow
device. The mortality rate depends on the severity of organ impairment
prior to implantation and on the negative effects of the complications
that can also acutely alter a course that might have seemed
favourable. The improvement in medical therapy options appears set to steadily
increase the number of myocardiopathy patients, hospitalized for the
severity of their clinical situation, to be admitted to transplantation
programs. The organizational effort needed to sustain this new set-up in
the treatment of myocardiopathy patients, that tends to reserve cardiac
transplantation for the most compromised cases, is justified by the
satisfactory results that are curently being achieved in this patient
category and that are steadily improving.
In a study (22) relating to
patients referred to our Center for transplants and hospitalized due to
serious hemodynamic instabilities with the need for intra-venous inotropic
support, a much reduced rate of discharge under medical therapy was
recorded, at 54% (49 discharges out of 90 admissions in 76 patients). The
overall mortality rate for the population studied was 35% (27 out of
76). In
this patient grouping, intensive medical therapy was not always able to
achieve a resolution of the clinical picture of lowered flow-rate and the
consequent negative effects on peripheral organs. It was demonstrated in
these cases that the most favorable measures for the prognosis are
surgical: using ventricular assistance while waiting for transplantation
or, in the absence of significant organ damage, urgent transplantation. In
practice, however, the concept of an urgent need for transplantation is
rarely translated into an operation due to the obvious impossibility of
planning the availability of a suitable and compatible
organ. It would therefore seem that the indication for a mechanical
back-up for the circulation is the linchpin of the surgical solution to
refractory incompensation. The solution to the problems of
ventricular assistance is a difficult road with continuing twists.
Comparison of experiences and the gathering of data into pluri-center
registers is good for, among other things, the coding of indications. As
far as we are now aware, the only recognised criterium in the indication
for a device as a favorable prognostic factor is the precocity of
application and the employment of the LVAD-alone system. It is plausible
to think that a further improvement could be obtained by fitting the VAD
even before the onset of clear evidence of shock and/or reduced flow. The
problem could then be to not exaggerate indication interpretations. The
extreme complexity of ventricular assistance, its costs and the need for
highly specialized skills in the medical, nursing and technological
personnel involved, suggest that this method will remain concentrated in
centers having suitable scientific and organisational potential and where
there would be the will to travel this exacting
journey.
The ethical aspect of
applying a procedure having an extraordinary economic and social cost must
also take account of current economic realities.
Set alongside the
socioeconomic situation stand the technique's excellent results, allowing
dying people to regain an active life. The dilemma is
dramatic. Our country must not be denied such important research because of
the results on the patients operated and the remarkable scientific
fall-out regarding treatment of the most serious cardiopatients, and also
because it is the road that will probably lead to the definitive
artificial heart.
CONCLUSION The fitting of VADs is a technique
still being consolidated in a clinical praxis whose final costs, which
inevitably also depend on the production numbers, are still not
quantifiable. The greatest expenses lie in the long hospitalisation periods,
post-implant, in intensive care units, awaiting cardiac transplantation,
even if there is now a tendency to send patients on VAD home in this
waiting period, allowing them to carry on a normal life (Fig. 5) and
lowering treatment costs.
THE
FUTURE The exponential growth of the epidemiology of decompensation,
which will not be able to be sufficiently dealt with by heart transplants,
could find an alternative surgical solution in the greater use of VADs,
whether as a temporary measure or definitively.
In a minority of patients,
still under study, it has been noticed how the prolonged unloading of the
left ventricle during LVAD allows recovery of left ventricular functioning
such as to be weaned by the circulation
assistance. So in these selected cases this would constitute not a bridge to
cardiac transplantation but, rather, to recovery - a step considered until
a short time ago to be very limited and
unpredictable. Pre-op identification of the patients
who might benefit from this form of circulation assistance is one of the
objectives of multi-center studies aimed at optimising the resources of
the cardiac transplantation program. At the same time, the cases are
increasing (though limited to around twenty) where selected
transplant-contraindicated patients are fitted with circulation-assist
systems of a permanent kind. The possibility, in the near future, of
having a new generation of systems so conceived as to reduce the rate of
complications to a negligible occurrence, to minimise the overall
dimensions, and to be easily managed, should radically modify the
risk-benefit ratio and economic concerns.
This would make the
implanting of long-term and definitive cardiocirculation back-up systems
quite routine whilst awaiting a TAH in a separate program from cardiac
transplantation.
Alessandro Pellegrini Primario Divisione
cardiochirurgica Dipartimento Angelo
De Gasperis Ospedale Niguarda
Ca' Granda, Milano. |
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